The Global Cyber Institute and Thompson Reuters webcast is an introduction to the Securities and Exchange Commission (SEC). During this CLE, panelists will analyze key developments in SEC enforcement and notable events from 2017, and will discuss what to look for in 2018. Attorneys and compliance and business professionals seeking to gain a foundation in the securities laws and securities practice will find this program useful.
This course is brought to you by the Global Cyber Institute and Thomson Reuters.
Topics that will be discussed:
- Overview of the Securities and Exchange Commission
- Recent Legislation and SEC Rule Changes Affecting Disclosure Obligations
- SEC’s Office of Compliance Inspections and Examinations
Who should attend?
- Insurance executives
- In-house counsel
- Business executives
- Privacy attorneys